SEC Form 5 · accession 0001209191-15-012037
ARADIGM CORP · ARDM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Igor Gonda
Officer — Chief Executive Officer · Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 11, 2015 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2014 | J | 2,727 | $4.40 | A | 86,778 | D | |
| Common StockF2 | Oct 1, 2014 | J | 2,782 | $4.42 | A | 86,778 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under Aradigm Corporation's Employee Stock Purchase Plan on April 1, 2014.
- F2Shares acquired under Aradigm Corporation's Employee Stock Purchase Plan on October 1, 2014.