SEC Form 4 · accession 0001123292-18-000968
ARADIGM CORP · ARDM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Juergen Kurt Froehlich
Officer — Chief Medical Officer
Period of report
Sep 19, 2018
Accepted (ET)
Sep 20, 2018 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 19, 2018 | S | 306 | $1.20 | D | 91,485 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold to pay the tax liability resulting from the vesting of 938 shares of restricted stock granted on March 18, 2016.