SEC Form 4 · accession 0001123292-18-000248
ARADIGM CORP · ARDM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Juergen Kurt Froehlich
Officer — Chief Medical Officer
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2018 | S | 17,011 | $1.53 | D | 90,853 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold to pay the tax liability resulting from the vesting of 54,000 shares of restricted stock granted on January 28, 2016.