SEC Form 4 · accession 0001123292-17-001084
ARADIGM CORP · ARDM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Igor Gonda
Officer — Chief Executive Officer · Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2017 | A | 28,100 | $0.00 | A | 146,766 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock shall vest in four equal quarterly installments over one year beginning on June 1, 2017, subject to such individual continuing to be a Participant (as defined in the 2015 Equity Incentive Plan) on the relevant vesting dates.