SEC Form 4 · accession 0001123292-17-000578
ARADIGM CORP · ARDM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy E Pecota
Officer — VP and CFO
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013238
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.94 | Mar 3, 2017 | A | 80,994 | A | Mar 3, 2017 | Mar 3, 2027 | Common Stock | 80,994 | 80,994 | D |