SEC Form 3 · accession 0001437749-18-021693
FACTSET RESEARCH SYSTEMS INC · FDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Viens
Officer — SVP, CHRO
Period of report
Dec 1, 2018
Accepted (ET)
Dec 6, 2018 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,644 | D | ||
| Common StockF1 | holding | — | — | — | 283 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $131.31 | holding | — | — | — | — | Nov 3, 2024 | Common Stock | 1,009 | — | D |
| Employee Stock Option (right to buy)F3 | $175.20 | holding | — | — | — | — | Nov 2, 2025 | Common Stock | 3,017 | — | D |
| Employee Stock Option (right to buy)F4 | $152.28 | holding | — | — | — | — | Nov 1, 2026 | Common Stock | 2,535 | — | D |
| Employee Stock Option (right to buy)F5 | $189.98 | holding | — | — | — | — | Nov 2, 2027 | Common Stock | 2,072 | — | D |
| Employee Stock Option (right to buy)F6 | $221.88 | holding | — | — | — | — | Nov 1, 2028 | Common Stock | 2,467 | — | D |
Explanation of responses
- F1Restricted stock units granted on November 1, 2018 vest 20% annually on the anniversary date of the grant and are fully vested after five years.
- F2Options granted on November 3, 2014 vest 60% at three years from the anniversary date of the grant and 40% at five years from the anniversary date of the grant.
- F3Options granted on November 2, 2015 vest 20% annually on the anniversary date of the grant and are fully vested after five years.
- F4Options granted on November 1, 2016 vest 20% annually on the anniversary date of the grant and are fully vested after five years.
- F5Options granted on November 2, 2017 vest 20% annually on the anniversary date of the grant and are fully vested after five years.
- F6Options granted on November 1, 2018 vest 20% annually on the anniversary date of the grant and are fully vested after five years.
Remarks
Effective December 1, 2018, FactSet Research Systems Inc. appointed Daniel Viens as the Chief Human Resources Officer ("CHRO").