SEC Form 4 · accession 0001437749-18-001073
FACTSET RESEARCH SYSTEMS INC · FDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J. Hale
Officer — Chief Operating Officer
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FactSet Common Stock | Jan 22, 2018 | M | 3,551 | $152.28 | A | 6,268 | D | |
| FactSet Common Stock | Jan 22, 2018 | M | 12,035 | $92.22 | A | 18,303 | D | |
| FactSet Common Stock | Jan 22, 2018 | M | 3,945 | $92.22 | A | 22,248 | D | |
| FactSet Common Stock | Jan 22, 2018 | M | 8,070 | $131.31 | A | 30,318 | D | |
| FactSet Common Stock | Jan 22, 2018 | M | 5,100 | $175.20 | A | 35,418 | D | |
| FactSet Common Stock | Jan 22, 2018 | M | 15,300 | $175.20 | A | 50,718 | D | |
| FactSet Common Stock | Jan 22, 2018 | S | 12,305 | $199.60 | D | 38,413 | D | |
| FactSet Common Stock | Jan 23, 2018 | S | 35,696 | $198.02 | D | 2,717 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F1 | $152.28 | Jan 22, 2018 | M | 3,551 | D | — | — | FactSet Common Stock | 3,551 | 44,450 | D |
| Non-Qualified Stock Option (right to buy)F2,F1 | $92.22 | Jan 22, 2018 | M | 12,035 | D | — | — | FactSet Common Stock | 12,035 | 32,415 | D |
| Non-Qualified Stock Option (right to buy)F2,F1 | $92.22 | Jan 22, 2018 | M | 3,945 | D | — | — | FactSet Common Stock | 3,945 | 28,470 | D |
| Non-Qualified Stock Option (right to buy)F2,F1 | $131.31 | Jan 22, 2018 | M | 8,070 | D | — | — | FactSet Common Stock | 8,070 | 20,400 | D |
| Non-Qualified Stock Option (right to buy)F2,F1 | $175.20 | Jan 22, 2018 | M | 5,100 | D | — | — | FactSet Common Stock | 5,100 | 15,300 | D |
| Non-Qualified Stock Option (right to buy)F2,F1 | $175.20 | Jan 22, 2018 | M | 15,300 | D | — | — | FactSet Common Stock | 15,300 | 0 | D |
Explanation of responses
- F1On November 14, 2017, FactSet Research Systems Inc. ("FactSet" or the "Company") announced that Mark J. Hale would separate from his position as Executive Vice President, Chief Operating Officer. The separation was effective on December 31, 2017. Under the terms of the separation of employment and general release agreement with Mark J. Hale (the "Agreement"), Mr. Hale received the acceleration of the vesting of certain outstanding stock options, with the expiration date subject to the standard terms of the Company's option agreement.
- F2Column 8 has been intentionally left blank as the transaction was an exercise of a derivative security.