SEC Form 4 · accession 0001437749-18-000182
FACTSET RESEARCH SYSTEMS INC · FDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J. Hale
Officer — Chief Operating Officer
Period of report
Dec 31, 2017
Accepted (ET)
Jan 3, 2018 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FactSet Common StockF1 | Jan 2, 2018 | F | 499 | $191.63 | D | 2,717 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F3 | $131.31 | Dec 31, 2017 | J | 2,018 | D | — | Dec 31, 2017 | FactSet Common Stock | 2,018 | 74,174 | D |
| Non-Qualified Stock Option (right to buy)F2,F3 | $175.20 | Dec 31, 2017 | J | 10,199 | D | — | Dec 31, 2017 | FactSet Common Stock | 10,199 | 63,975 | D |
| Non-Qualified Stock Option (right to buy)F2,F3 | $175.20 | Dec 31, 2017 | J | 3,400 | D | — | Dec 31, 2017 | FactSet Common Stock | 3,400 | 60,575 | D |
| Non-Qualified Stock Option (right to buy)F2,F3 | $152.28 | Dec 31, 2017 | J | 5,323 | D | — | Dec 31, 2017 | FactSet Common Stock | 5,323 | 55,252 | D |
| Non-Qualified Stock Option (right to buy)F2,F3 | $189.98 | Dec 31, 2017 | J | 7,251 | D | — | Dec 31, 2017 | FactSet Common Stock | 7,251 | 48,001 | D |
Explanation of responses
- F1Represents the number of shares withheld to cover the cost of taxes upon vesting of restricted stock previously granted on November 1, 2013.
- F2On November 14, 2017, FactSet Research Systems Inc. ("FactSet" or the "Company") announced that Mark J. Hale will separate from his position as Executive Vice President, Chief Operating Officer, effective on December 31, 2017. This represents options held by Mr. Hale at the time of termination, which expired upon his departure on December 31, 2017 and subsequently resulted in a pre-vesting forfeiture.
- F3Column 8 has been intentionally left blank because the transaction was a forfeiture of a derivative security.