SEC Form 4 · accession 0001437749-16-023719
FACTSET RESEARCH SYSTEMS INC · FDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter F Siebecker
Director
Period of report
Jan 13, 2016
Accepted (ET)
Jan 15, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FactSet Common Stock | Jan 13, 2016 | M | 1,611 | $91.06 | A | 27,439 | D | |
| FactSet Common Stock | Jan 13, 2016 | M | 964 | $107.65 | A | 28,403 | D | |
| FactSet Common Stock | Jan 13, 2016 | M | 461 | $138.48 | A | 28,864 | D | |
| FactSet Common Stock | Jan 13, 2016 | M | 2,097 | $87.26 | A | 30,961 | D | |
| FactSet Common Stock | Jan 13, 2016 | M | 3,085 | $66.81 | A | 34,046 | D | |
| FactSet Common Stock | Jan 13, 2016 | M | 2,419 | $95.05 | A | 36,465 | D | |
| FactSet Common Stock | Jan 13, 2016 | M | 4,500 | $58.78 | A | 40,965 | D | |
| FactSet Common Stock | Jan 13, 2016 | S | 1,611 | $147.15 | D | 39,354 | D | |
| FactSet Common Stock | Jan 13, 2016 | S | 964 | $147.23 | D | 38,390 | D | |
| FactSet Common Stock | Jan 13, 2016 | S | 461 | $147.25 | D | 37,929 | D | |
| FactSet Common Stock | Jan 13, 2016 | S | 2,097 | $146.84 | D | 35,832 | D | |
| FactSet Common Stock | Jan 13, 2016 | S | 3,085 | $146.12 | D | 32,747 | D | |
| FactSet Common Stock | Jan 13, 2016 | S | 6,919 | $146.11 | D | 25,828 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $91.06 | Jan 13, 2016 | M | 1,611 | D | Jan 15, 2014 | Jan 15, 2020 | FactSet Common Stock | 1,611 | 18,409 | D |
| Non-Qualified Stock Option (right to buy)F1 | $107.65 | Jan 13, 2016 | M | 964 | D | Jan 15, 2015 | Jan 15, 2021 | FactSet Common Stock | 964 | 17,445 | D |
| Non-Qualified Stock Option (right to buy)F1 | $138.48 | Jan 13, 2016 | M | 461 | D | Jan 13, 2016 | Jan 15, 2022 | FactSet Common Stock | 461 | 16,984 | D |
| Non-Qualified Stock Option (right to buy)F1 | $87.26 | Jan 13, 2016 | M | 2,097 | D | Jan 13, 2013 | Jan 13, 2019 | FactSet Common Stock | 2,097 | 14,887 | D |
| Non-Qualified Stock Option (right to buy)F1 | $66.81 | Jan 13, 2016 | M | 3,085 | D | Jan 15, 2011 | Jan 15, 2017 | FactSet Common Stock | 3,085 | 11,802 | D |
| Non-Qualified Stock Option (right to buy)F1 | $95.05 | Jan 13, 2016 | M | 2,419 | D | Jan 14, 2012 | Jan 14, 2018 | FactSet Common Stock | 2,419 | 9,383 | D |
| Non-Qualified Stock Option (right to buy)F1 | $58.78 | Jan 13, 2016 | M | 4,500 | D | Jan 16, 2008 | Jan 16, 2017 | FactSet Common Stock | 4,500 | 4,883 | D |
| Non-Qualified Stock Option (right to buy)F2 | $87.26 | Jan 13, 2016 | J | 525 | D | Jan 13, 2017 | Jan 13, 2019 | FactSet Common Stock | 525 | 4,358 | D |
| Non-Qualified Stock Option (right to buy)F2 | $91.06 | Jan 13, 2016 | J | 1,072 | D | Jan 15, 2017 | Jan 15, 2020 | FactSet Common Stock | 1,072 | 3,286 | D |
| Non-Qualified Stock Option (right to buy)F2 | $107.65 | Jan 13, 2016 | J | 1,440 | D | Jan 15, 2017 | Jan 15, 2021 | FactSet Common Stock | 1,440 | 1,846 | D |
| Non-Qualified Stock Option (right to buy)F2 | $138.48 | Jan 13, 2016 | J | 1,846 | D | Jan 15, 2017 | Jan 15, 2022 | FactSet Common Stock | 1,846 | 0 | D |
Explanation of responses
- F1Column 8 has been intentionally left blank because the transaction was an exercise of a derivative security.
- F2Walter F. Siebecker resigned from the Board effective December 15, 2015, concurrent with the date of FactSet's 2015 Annual Meeting of Stockholders. These amounts represent a pre-vesting forfeiture of non-qualified stock options granted to Mr. Siebecker during his term as a Director.