SEC Form 5 · accession 0001437749-15-017493
FACTSET RESEARCH SYSTEMS INC · FDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FactSet Common StockF1 | holding | — | — | — | 21,188 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $63.09 | holding | — | — | — | Aug 31, 2015 | Feb 9, 2017 | FactSet Common Stock | 70,392 | 70,392 | D |
| Non-Qualified Stock Option (right to buy)F3,F2 | $94.84 | holding | — | — | — | Nov 1, 2012 | Nov 1, 2021 | FactSet Common Stock | 9,458 | 9,458 | D |
| Non-Qualified Stock Option (right to buy)F4,F2 | $92.22 | holding | — | — | — | Nov 1, 2013 | Nov 1, 2022 | FactSet Common Stock | 11,282 | 11,282 | D |
| Non-Qualified Stock Option (right to buy)F5,F2 | $92.22 | holding | — | — | — | Nov 1, 2014 | Nov 1, 2022 | FactSet Common Stock | 3,698 | 3,698 | D |
Explanation of responses
- F1Represents 19,800 privately-held shares of FactSet common stock, 1,331 shares of unvested restricted stock awards and 57 shares held in the FactSet Employee Stock Purchase Plan.
- F2Represents previously granted stock option awards, which remain outstanding as of September 16, 2015.
- F320% of these options became exercisable one year after grant date, with all options being exercisable as of September 16, 2015.
- F420% of these options became exercisable one year after grant date. As of September 16, 2015, 9,204 are exercisable.
- F540% of these options became exercisable two years after grant date. As of September 16, 2015, 2,943 are exercisable.
Remarks
On March 16, 2015, Peter Walsh stepped down from his position as Chief Operating Officer and was replaced by Mark J. Hale. As such, this Form 5 is being filed because Peter Walsh is no longer considered an officer of FactSet Research Systems Inc. (the "Company") under existing SEC guidelines, effective March 16, 2015, and prospectively. Mr. Walsh remains employed by the Company focusing on various growth projects. The detail presented herein represents Mr. Walsh's holdings as of September 16, 2015. This Form 5 is being filed prior to the October 15, 2015 deadline for administrative convenience to reflect the change in the reporting person's status.