SEC Form 5 · accession 0001437749-15-013875
FACTSET RESEARCH SYSTEMS INC · FDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FactSet Common StockF1 | Jul 21, 2015 | A | 0 | $0.00 | A | 14,677 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3,F2 | $66.46 | Jan 21, 2015 | A | 0 | A | Oct 23, 2010 | Oct 23, 2016 | FactSet Common Stock | 1,656 | 1,656 | D |
| Non-Qualified Stock Option (right to buy)F4,F2 | $63.09 | Jan 21, 2015 | A | 0 | A | Feb 9, 2016 | Feb 9, 2017 | FactSet Common Stock | 70,392 | 70,392 | D |
| Non-Qualified Stock Option (right to buy)F3,F2 | $94.84 | Jan 21, 2015 | A | 0 | A | Nov 1, 2012 | Nov 1, 2021 | FactSet Common Stock | 9,458 | 9,458 | D |
| Non-Qualified Stock Option (right to buy)F3,F2 | $92.22 | Jan 21, 2015 | A | 0 | A | Nov 1, 2013 | Nov 1, 2022 | FactSet Common Stock | 11,282 | 11,282 | D |
| Non-Qualified Stock Option (right to buy)F5,F2 | $92.22 | Jan 21, 2015 | A | 0 | A | Nov 1, 2014 | Nov 1, 2022 | FactSet Common Stock | 3,698 | 3,698 | D |
Explanation of responses
- F1Represents previously granted restricted stock awards, which remain outstanding as of July 21, 2015.
- F2Represents previously granted stock option awards, which remain outstanding as of July 21, 2015.
- F320% of these option grants became exercisable one year after grant date, with the remainder continuing to vest at 1.67% per month thereafter.
- F4The remaining options granted on February 9, 2010 cliff vest 100% after six years of service.
- F540% of these options became exercisable two years after grant date, with the remainder continuing to vest at 1.67% per month thereafter.
Remarks
On January 21, 2015, Michael Frankenfield stepped down from his position as Executive Vice President, Global Director of Sales, and was succeeded by Scott Miller. As such, Michael Frankenfield ceased to be an officer of FactSet Research Systems Inc. (the "Company") under existing SEC guidelines, effective January 21, 2015, and prospectively. SEC guidelines require beneficial ownership reporting for former officers for six months after the effective date of their removal as an officer of the Company. The detail presented herein represents Mr. Frankenfield's holdings as of July 21, 2015. This Form 5 is being filed prior to the October 15, 2015 deadline for administrative convenience to reflect the change in the reporting person's status.