SEC Form 5 · accession 0001628229-15-000001
UNITED GUARDIAN INC · UG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Betsee Parker
10% Owner
Period of report
Dec 31, 2007
Accepted (ET)
Jan 6, 2015 · 12:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101295
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock par $.10F1 | Jun 23, 2007 | W | 556,339 | $0.00 | A | 556,339 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were inherited by Dr. Betsee Parker on the death of her husband, Irwin W. Uran, on June 23, 2007. Dr. Parker was not advised with respect to the percentage of ownership or filing obligations until 2014.