SEC Form 4 · accession 0001459591-16-000065
FBL FINANCIAL GROUP INC · FFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Happel
Officer — Chief Investment Officer
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 2:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 1, 2016 | M | 782 | — | A | 4,908 | D | |
| Class A Common Stock | Feb 1, 2016 | D | 782 | $60.34 | D | 4,126 | D | |
| Class A Common StockF1 | Feb 1, 2016 | M | 1,228 | — | A | 5,354 | D | |
| Class A Common Stock | Feb 1, 2016 | D | 1,228 | $60.34 | D | 4,126 | D | |
| Class A Common StockF1 | Feb 1, 2016 | M | 1,155 | — | A | 5,281 | D | |
| Class A Common StockF1 | Feb 1, 2016 | M | 881 | — | A | 6,162 | D | |
| Class A Common Stock | Feb 1, 2016 | D | 881 | $60.34 | D | 5,281 | D | |
| Class A Common Stock | Feb 1, 2016 | D | 1,155 | $60.34 | D | 4,126 | D | |
| Class A Common StockF2 | holding | — | — | — | 1,425 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Cash Settled)F1 | — | Feb 1, 2016 | M | 782 | D | Feb 1, 2016 | Feb 1, 2017 | Class A Common Stock | 782 | 782 | D |
| Restricted Stock Units (Cash Settled)F1 | — | Feb 1, 2016 | M | 1,228 | D | Feb 1, 2016 | Feb 1, 2018 | Class A Common Stock | 1,228 | 2,456 | D |
| Restricted Stock Units (Cash Settled)F1 | — | Feb 1, 2016 | M | 1,155 | D | Feb 1, 2016 | Feb 1, 2019 | Class A Common Stock | 1,155 | 3,465 | D |
| Restricted Stock Units (Cash Settled)F1 | — | Feb 1, 2016 | M | 881 | D | Feb 1, 2016 | Feb 1, 2020 | Class A Common Stock | 881 | 3,522 | D |
Explanation of responses
- F1Each unit of cash settled RSU is the economic equivalent of one share of FBL Financial Group, Inc. Class A Common Stock. On February 1, 2016, 20% of the reporting person's previously granted cash settled RSU's were vested and settled. The units vest 20% on each of the first five anniversaries of the grant date. 20% of the units will be exercisable and expire on each vest date.
- F2Reporting person holds 1,424.652 shares in a company sponsored 401(k) Plan. Ownership form is indirect and the nature of the indirect beneficial ownership is by trust.