SEC Form 4 · accession 0001459591-15-000057
FBL FINANCIAL GROUP INC · FFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Seibel
Officer — CFO & Treasurer
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 8:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 9, 2015 | M | 247 | $29.23 | A | 12,524 | D | |
| Class A Common Stock | Nov 9, 2015 | S | 247 | $66.5153 | D | 12,277 | D | |
| Class A Common Stock | Nov 10, 2015 | M | 3,045 | $29.23 | A | 15,322 | D | |
| Class A Common Stock | Nov 10, 2015 | M | 63 | $30.60 | A | 15,385 | D | |
| Class A Common Stock | Nov 10, 2015 | M | 41 | $30.60 | A | 15,426 | D | |
| Class A Common Stock | Nov 10, 2015 | S | 3,045 | $66.00 | D | 12,381 | D | |
| Class A Common Stock | Nov 10, 2015 | S | 63 | $66.00 | D | 12,318 | D | |
| Class A Common Stock | Nov 10, 2015 | S | 41 | $66.00 | D | 12,277 | D | |
| Class A Common StockF1 | holding | — | — | — | 1,458 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F2 | $29.23 | Nov 9, 2015 | M | 247 | D | Jan 14, 2012 | Jan 14, 2021 | Class A Common Stock | 247 | 3,045 | D |
| Incentive Stock Option (right to buy)F3,F2 | $29.23 | Nov 10, 2015 | M | 3,045 | D | Jan 14, 2012 | Jan 14, 2021 | Class A Common Stock | 3,045 | 0 | D |
| Incentive Stock Option (right to buy)F3,F2 | $30.60 | Nov 10, 2015 | M | 63 | D | Feb 17, 2012 | Feb 17, 2021 | Class A Common Stock | 63 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $30.60 | Nov 10, 2015 | M | 41 | D | Feb 17, 2012 | Feb 17, 2021 | Class A Common Stock | 41 | 0 | D |
Explanation of responses
- F1Reporting person holds 1,457.818 shares in a company sponsored 401(k) Plan. Ownership form is indirect and the nature of the indirect beneficial ownership is by trust.
- F2Shares become exercisable annually, beginning one year from the date of grant, pro-rata during a five year period, subject to compliance with annual dollar limits for incentive stock option grants.
- F3The Board of Directors of FBL Financial Group, Inc. accelerated the vesting of all outstanding stock options to February 20, 2014, resulting in stock options that were granted as incentive stock options to become non-qualified stock options due to vesting limitations.