SEC Form 4 · accession 0001264057-18-000002
FBL FINANCIAL GROUP INC · FFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony James Aldridge
Officer — Chief Accounting Officer
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 2:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 1, 2018 | M | 156 | — | A | 306 | D | |
| Class A Common Stock | Feb 1, 2018 | D | 156 | $71.20 | D | 150 | D | |
| Class A Common StockF1 | Feb 1, 2018 | M | 120 | — | A | 270 | D | |
| Class A Common Stock | Feb 1, 2018 | D | 120 | $71.20 | D | 150 | D | |
| Class A Common StockF1 | Feb 1, 2018 | M | 53 | — | A | 203 | D | |
| Class A Common Stock | Feb 1, 2018 | D | 53 | $71.20 | D | 150 | D | |
| Class A Common StockF1 | Feb 1, 2018 | M | 52 | — | A | 202 | D | |
| Class A Common Stock | Feb 1, 2018 | D | 52 | $71.20 | D | 150 | D | |
| Class A Common StockF2 | holding | — | — | — | 171 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Cash Settled)F1 | — | Feb 1, 2018 | M | 156 | D | Feb 1, 2018 | Feb 1, 2019 | Class A Common Stock | 156 | 156 | D |
| Restricted Stock Units (Cash Settled)F1 | — | Feb 1, 2018 | M | 120 | D | Feb 1, 2018 | Feb 1, 2020 | Class A Common Stock | 120 | 240 | D |
| Restricted Stock Units (Cash Settled)F1 | — | Feb 1, 2018 | M | 53 | D | Feb 1, 2018 | Feb 1, 2021 | Class A Common Stock | 53 | 162 | D |
| Restricted Stock Units (Cash Settled)F1 | — | Feb 1, 2018 | M | 52 | D | Feb 1, 2018 | Feb 1, 2022 | Class A Common Stock | 52 | 208 | D |
| Restricted Stock Units (Cash Settled)F3 | — | Feb 1, 2018 | A | 261 | A | Feb 1, 2019 | Feb 1, 2023 | Class A Common Stock | 261 | 261 | D |
Explanation of responses
- F1Each unit of cash settled RSU is the economic equivalent of one share of FBL Financial Group, Inc. Class A Common Stock. On February 1, 2018, 20% of the reporting person's previously granted cash settled RSU's were vested and settled. The units vest 20% on each of the first five anniversaries of the grant date. 20% of the units will be exercisable and expire on each vest date.
- F2Reporting person holds 171.456 shares in a company sponsored 401(k) Plan. Ownership form is indirect and the nature of the indirect beneficial ownership is by trust.
- F3Each unit of cash settled RSU is the economic equivalent of one share of FBL Financial Group, Inc. Class A Common Stock. The units of cash settled RSU's will be settled in cash on each vesting date. The units vest 20% on each of the first five anniversaries of the grant date. 20% of the units will be exercisable and expire on each vest date.