SEC Form 4 · accession 0001209191-18-048947
GENESEE & WYOMING INC · GWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher F Liucci
Officer — Chief Accounting Officer
Period of report
Aug 29, 2018
Accepted (ET)
Aug 30, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012620
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 par value | Aug 29, 2018 | M | 1,137 | $86.58 | A | 19,326 | D | |
| Class A Common Stock, $.01 par value | Aug 29, 2018 | S | 1,137 | $89.25 | D | 18,189 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $86.58 | Aug 29, 2018 | M | 1,137 | D | — | Aug 29, 2018 | Class A Common Stock, $.01 par value | 1,137 | 0 | D |
Explanation of responses
- F1This option award was granted under the Genesee & Wyoming Fourth Amended and Restated 2004 Omnibus Plan and vested in three equal installments, beginning February 28, 2014.