SEC Form 4/A · accession 0001209191-18-021726
GENESEE & WYOMING INC · GWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Timothy J Gallagher
Officer — Chief Financial Officer
Period of report
Feb 27, 2017
Accepted (ET)
Mar 27, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012620
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 par valueF1,F2 | Feb 27, 2017 | F | 873 | $74.70 | D | 51,146 | D | |
| Class A Common Stock, $.01 par valueF1,F2 | Feb 28, 2017 | F | 679 | $74.14 | D | 50,467 | D | |
| Class A Common Stock, $.01 par valueF3,F2 | Feb 28, 2017 | A | 2,918 | $0.00 | A | 53,385 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Form 4 originally filed on March 1, 2017 is being amended to correct the under-reporting of shares surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of the previously granted restricted stock award due to an administrative error.
- F2The Form 4 originally filed on March 1, 2017 also is being amended to correct the balance in this row, which was incorrect due to the under-reporting of the shares noted above.
- F3This annual restricted stock award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2018.