SEC Form 4 · accession 0001209191-18-017700
GENESEE & WYOMING INC · GWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Brown
Officer — Chief Operating Officer
Period of report
Feb 28, 2018
Accepted (ET)
Mar 7, 2018 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012620
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 par valueF1 | Feb 28, 2018 | A | 648 | $0.00 | A | 30,667 | D | |
| Class A Common Stock, $.01 par valueF2 | Feb 28, 2018 | F | 158 | $69.53 | D | 30,509 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of underlying shares of Class A Common Stock of the Issuer earned in accordance with the Issuer's attainment of pre-determined financial performance targets established under its GVA methodology on the previously granted 2017 performance-based restricted stock unit award. The aforementioned award was also subject to time-based vesting, and vested on February 28, 2018.
- F2These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of previously granted 2017 performance-based restricted stock unit awards.