SEC Form 4 · accession 0001209191-17-050708
GENESEE & WYOMING INC · GWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew O. Walsh
Officer — EVP, Global Corp. Development
Period of report
Aug 29, 2017
Accepted (ET)
Aug 30, 2017 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012620
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 par value | Aug 29, 2017 | M | 3,892 | $63.56 | A | 105,722 | D | |
| Class A Common Stock, $.01 par value | Aug 29, 2017 | S | 3,808 | $67.03 | D | 101,914 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $63.56 | Aug 29, 2017 | M | 3,892 | D | — | Aug 30, 2017 | Class A Common Stock, $.01 par value | 3,892 | 0 | D |
Explanation of responses
- F1This option award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and vested in three equal annual installments, beginning February 28, 2013.