SEC Form 4 · accession 0001209191-17-035374
GENESEE & WYOMING INC · GWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert J Neupaver
Director
Period of report
May 24, 2017
Accepted (ET)
May 25, 2017 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012620
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 par valueF1 | May 24, 2017 | A | 1,389 | $0.00 | A | 5,910 | D | |
| Class A Common Stock, $.01 par valueF2,F3 | May 24, 2017 | P | 1,560 | $64.77 | A | 7,470 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This restricted stock award was granted under the Third Amended and Restated 2004 Omnibus Incentive Plan of Genesee & Wyoming Inc. (the "Company"). The shares subject to the restricted stock award will vest in three equal installments on the dates of the next three annual meetings of the Company.
- F2The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
- F3Represents the weighted average sales price for the price increments ranging from $64.72 to $64.85.