SEC Form 4/A · accession 0001209191-17-022819
GENESEE & WYOMING INC · GWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John C Hellmann
Officer — Chief Exec. Officer & Pres. · Director
Period of report
Mar 2, 2017
Accepted (ET)
Mar 24, 2017 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012620
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 par valueF1 | Mar 2, 2017 | F | 4,439 | $73.73 | D | 389,196 | D | |
| Class A Common Stock, $.01 par valueF2 | holding | — | — | — | 55,555 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Form 4 originally filed on March 1, 2017 is being amended to correct the transaction date, the price and the number of shares surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of the previously granted 2016 performance-based restricted stock unit award.
- F2Held by a trust of which Mr. Hellmann is investment trustee for the benefit of family members of Mr. Hellmann.