SEC Form 4 · accession 0001209191-17-011141
GENESEE & WYOMING INC · GWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mortimer B Fuller III
Director
Period of report
Feb 14, 2017
Accepted (ET)
Feb 15, 2017 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012620
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 par valueF1,F2,F3 | Feb 14, 2017 | S | 4,000 | $74.42 | D | 24,530 | I | By Trust |
| Class A Common Stock, $.01 par value | holding | — | — | — | 25,950 | D | ||
| Class A Common Stock, $.01 par valueF4 | holding | — | — | — | 226 | I | By wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
- F2Represents the weighted average sales price for the price increments ranging from $74.40 to $74.45.
- F3Held by trusts of which Mr. Fuller is trustee for the benefit of members of Mr. Fuller's family. Mr. Fuller disclaims beneficial ownership of these shares.
- F4These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.