SEC Form 5 · accession 0001209191-17-005708
GENESEE & WYOMING INC · GWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Hellmann
Officer — Chief Exec. Officer & Pres. · Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 26, 2017 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012620
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 par value | Dec 27, 2016 | G | 7,500 | $0.00 | D | 342,794 | D | |
| Class A Common Stock, $.01 par valueF2 | holding | — | — | — | 55,555 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer of shares was made to a donor-advised fund.
- F2Held by a trust of which Mr. Hellmann is investment trustee for the benefit of family members of Mr. Hellmann.