SEC Form 4/A · accession 0001209191-16-144468
GENESEE & WYOMING INC · GWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ann N Reese
Director
Period of report
Mar 31, 2016
Accepted (ET)
Oct 4, 2016 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012620
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Comon Stock, $.01 par valueF1 | Mar 31, 2016 | A | 533 | $63.30 | A | 10,059 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Form 4 originally filed on April 4, 2016 is being amended to correct the number of deferred stock units awarded on March 31, 2016 due to an administrative error. These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan.