SEC Form 4 · accession 0001209191-16-104120

GENESEE & WYOMING INC · GWR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — General Counsel and Secretary

Period of report

Feb 26, 2016

Accepted (ET)

Mar 1, 2016 · 5:53 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001012620

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock, $.01 par value^F1,F2	Feb 26, 2016	A	7,668	$0.00	A	54,662	D
Class A Common Stock, $.01 par value^F3,F2	Feb 26, 2016	A	4,466	$0.00	A	59,128	D
Class A Common Stock, $.01 par value^F4,F2	Feb 27, 2016	F	561	$57.12	D	58,567	D
Class A Common Stock, $.01 par value^F4,F2	Feb 28, 2016	F	666	$57.12	D	57,901	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F5	$57.12	Feb 26, 2016	A	22,051	A	—	Feb 25, 2021	Class A Common Stock, $.01 par value	22,051	22,051	D

F1This retention restricted stock award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and will vest in three equal annual installments, beginning February 26, 2019.
F2All shares are held in a joint account with spouse.
F3This annual restricted stock award was granted under the Plan and will vest in two equal annual installments, beginning February 26, 2018.
F4These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock awards.
F5This annual option award was granted under the Plan and will vest in three equal annual installments, beginning February 26, 2017.