SEC Form 4 · accession 0001209191-16-103353
GENESEE & WYOMING INC · GWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allison M Fergus
Officer — General Counsel and Secretary
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012620
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 par valueF1 | Feb 25, 2016 | M | 2,640 | $52.09 | A | 49,521 | D | |
| Class A Common Stock, $.01 par valueF1 | Feb 25, 2016 | F | 2,527 | $55.18 | D | 46,994 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $52.09 | Feb 25, 2016 | M | 2,640 | D | — | Feb 27, 2016 | Class A Common Stock, $.01 par value | 2,640 | 0 | D |
Explanation of responses
- F1All shares are held in a joint account with spouse.
- F2This option award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning February 28, 2012.