SEC Form 4 · accession 0001209191-16-100475
GENESEE & WYOMING INC · GWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Gallagher
Officer — Chief Financial Officer
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012620
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $01 par value | Feb 17, 2016 | M | 5,346 | $52.09 | A | 44,630 | D | |
| Class A Common Stock, $01 par value | Feb 17, 2016 | F | 5,061 | $57.11 | D | 39,569 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option(Right to Buy)F1 | $52.09 | Feb 17, 2016 | M | 5,346 | D | — | Feb 27, 2016 | Class A Common Stock, $01 par value | 5,346 | 0 | D |
Explanation of responses
- F1This option award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and vested in three equal annual installments, beginning February 28, 2012.