SEC Form 4 · accession 0001209191-15-082838
GENESEE & WYOMING INC · GWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allison M Fergus
Officer — General Counsel and Secretary
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012620
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 par valueF1,F2 | Nov 30, 2015 | A | 1,382 | $0.00 | A | 46,881 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $69.27 | Nov 30, 2015 | A | 5,675 | A | — | Nov 29, 2020 | Class A Common Stock, $.01 par value | 5,675 | 5,675 | D |
Explanation of responses
- F1This restricted stock award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and will vest in three equal annual installments, beginning February 27, 2016.
- F2All shares are held in a joint account with spouse.
- F3This option award was granted under the Plan and will vest in three equal annual installments, beginning February 27, 2016.