SEC Form 4 · accession 0001209191-15-069482

GENESEE & WYOMING INC · GWR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Sep 1, 2015

Accepted (ET)

Sep 3, 2015 · 5:16 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001012620

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock, $.01 par value^F1	Sep 1, 2015	C	40,000	—	A	62,437	D
Class A Common Stock, $.01 par value	Sep 3, 2015	G	40,000	$0.00	D	22,437	D
Class A Common Stock, $.01 par value^F2	holding	—	—		—	30,230	I	By trust
Class A Common Stock, $0.01 par value^F3	holding	—	—		—	226	I	By wife

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock, $.01 par value^F4	—	Sep 1, 2015	C	40,000	D	—	—	Class A Common Stock, $.01 par value	40,000	668,373	D
Class B Common Stock, $.01 par value^F4,F2	—	holding	—	—	—	—	—	Class A Common Stock, $.01 par value	—	54,000	I
Class B Common Stock, $.01 par value^F4,F3	—	holding	—	—	—	—	—	Class A Common Stock, $.01 par value	—	2,748	I

F1The shares were received upon conversion of Class B Common Stock. Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
F2Held by trusts of which Mr. Fuller is trustee for the benefit of members of Mr. Fuller's family. Mr. Fuller disclaims beneficial ownership of these shares.
F3These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
F4This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.