SEC Form 4 · accession 0001209191-15-046673
GENESEE & WYOMING INC · GWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew O. Walsh
Officer — SVP, Corporate Development
Period of report
May 22, 2015
Accepted (ET)
May 26, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012620
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 par value | May 22, 2015 | M | 3,431 | $35.99 | A | 80,869 | D | |
| Class A Common Stock, $.01 par valueF1,F2 | May 22, 2015 | S | 2,005 | $85.44 | D | 78,864 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $35.99 | May 22, 2015 | M | 3,431 | D | — | May 27, 2015 | Class A Common Stock, $.01 par value | 3,431 | 0 | D |
Explanation of responses
- F1The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
- F2Represents the weighted average sales price for the price increments ranging from $85.43 to 85.44.
- F3This option award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning February 26, 2011.