SEC Form 5 · accession 0001209191-17-011707
Energy Transfer, LP · ETP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David K Skidmore
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 16, 2017 · 7:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Mar 16, 2016 | S | 1,500 | $28.53 | D | 18,755 | D | |
| Common UnitsF2 | Mar 16, 2016 | S | 1,500 | $28.53 | D | 17,255 | D | |
| Common UnitsF2 | Mar 16, 2016 | P | 1,500 | $28.53 | A | 1,629 | I | Kellie Leigh Skidmore Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person submitted a Form 4 on March 17, 2016 reporting an open market purchase of 3,000 ETP units on March 16, 2016. On the same day, the Reporting Person sold 1,500 of these units to his son, in his individual capacity, at cost.
- F2The Reporting Person submitted a Form 4 on March 17, 2016 reporting an open market purchase of 3,000 ETP units on March 16, 2016. On the same day, the Reporting Person sold 1,500 of these units to his daughter's trust account, over which he maintains investment control, at cost.