SEC Form 4 · accession 0001209191-17-002209
Energy Transfer, LP · ETP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael K Grimm
Director
Period of report
Dec 8, 2016
Accepted (ET)
Jan 5, 2017 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units | Dec 8, 2016 | G | 10 | $0.00 | A | 28,885 | D | |
| Common UnitsF1 | Jan 3, 2017 | A | 1,077 | $0.00 | A | 29,962 | D | |
| Common UnitsF2 | Jan 3, 2017 | A | 2,780 | $0.00 | A | 32,742 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of restricted common units originally issued under the 2008 Long-Term Incentive Plan, as amended.
- F2An award of restricted common units granted under the Second Amended and Restated 2008 Long-Term Incentive Plan that will vest 60% on January 2, 2020 and 40% on January 2, 2022 contingent upon the reporting person's continued service as a director on each applicable vesting date.