SEC Form 4 · accession 0001209191-16-154019
Energy Transfer, LP · ETP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Long
Officer — Chief Financial Officer
Period of report
Dec 5, 2015
Accepted (ET)
Dec 7, 2016 · 8:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units | Dec 5, 2015 | M | 8,042 | $0.00 | A | 39,993 | D | |
| Common Units | Dec 5, 2016 | M | 8,372 | $0.00 | A | 48,365 | D | |
| Common Units | Dec 5, 2016 | F | 2,500 | $35.229 | D | 45,865 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Units with DERF1,F2 | — | Dec 5, 2015 | M | 8,042 | D | — | — | Common Units | 8,042 | 30,491 | D |
| Phantom Units with DERF1,F2 | — | Dec 5, 2016 | M | 8,372 | D | — | — | Common Units | 8,372 | 22,119 | D |
Explanation of responses
- F1Each Phantom Unit represents a contingent right to receive one Common Unit of ETP.
- F2Not applicable