SEC Form 4 · accession 0001209191-15-057496
Energy Transfer, LP · ETP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelcy L Warren
Officer — Chief Executive Officer · Director
Period of report
Apr 30, 2015
Accepted (ET)
Jun 30, 2015 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F2 | Apr 30, 2015 | A | 10,832,425 | — | A | 10,832,425 | I | By Energy Transfer Equity, L.P. |
| Common UnitsF1,F2 | Apr 30, 2015 | A | 12,739,270 | — | A | 12,739,270 | I | By ETE Common Holdings, LLC |
| Common Units | holding | — | — | — | 21,107 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to an Agreement and Plan of Merger, dated as of January 25, 2015, as amended by Amendment No. 1 thereto, dated as of February 18, 2015, by and among Regency Energy Partners LP ("Regency"), Regency GP LP, the Issuer (hereinafter, "ETP"), Energy Transfer Partners GP, L.P. ("ETP GP"), Rendezvous I LLC ("Rendezvous I"), Rendezvous II LLC and, solely for purposes of certain provisions therein, Energy Transfer Equity, L.P. ("ETE"), Regency merged with Rendezvous I (the "Merger"), with Regency surviving the Merger as a wholly owned subsidiary of ETP. Upon the April 30, 2015 closing of the Merger, each Regency common unit issued and outstanding or deemed issued and outstanding immediately prior to the effective time (the "Effective Time"), converted into the right to receive 0.4124 ETP common units.
- F2Represents common units acquired by ETE and ETE Common Holdings, LLC, a wholly owned subsidiary of ETE ("Common Holdings") at the Effective Time of the Merger in exchange for Regency common units held by ETE and Common Holdings prior to the Merger. The Reporting Person is Chairman of the Board of LE GP, LLC, the general partner of ETE (the "General Partner") and holds an 81.2% membership interest in the General Partner. The Reporting Person may be deemed to have beneficially acquired the securities held indirectly through ETE and Common Holdings reported herein, but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.