SEC Form 4 · accession 0001179110-18-004630

RUSH ENTERPRISES INC \TX\ · RUSHA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO and President · Director · 10% Owner

Period of report

Mar 15, 2018

Accepted (ET)

Mar 19, 2018 · 8:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001012019

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class B Common Stock^F1,F2,F3	Mar 15, 2018	A	57,500	$0.00	A	363,454	D
Class B Common Stock	holding	—	—		—	1,623,636	I	By 3MR Partners, L.P.
Class A Common Stock	holding	—	—		—	82,061	D
Class A Common Stock	holding	—	—		—	1,486	I	By 3MR Partners, L.P.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F4	$42.99	Mar 15, 2018	A	35,000	A	—	Mar 15, 2028	Class A Common Stock	35,000	35,000	D

F1Reflects the grant of restricted stock units (RSUs) that will entitle the reporting person to receive one share of the Company's Class B Common Stock for each RSU that vests. The RSUs vest in increments of 1/3 on each of the first, second, and third anniversary of the grant date, which is March 15, 2018.
F2Includes unvested restricted stock units.
F3The reporting person's previously reported direct ownership of Class B Common Stock was reduced by 1 share to correct a de minimis error in a tax withholding calculation with respect to certain shares of Class B Common Stock that vested on March 13, 2018.
F4Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.