SEC Form 4/A · accession 0001179110-17-011002
RUSH ENTERPRISES INC \TX\ · RUSHA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James E Thor
Officer — Senior Vice President
Period of report
Jul 28, 2017
Accepted (ET)
Aug 2, 2017 · 6:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012019
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 28, 2017 | M | 18,150 | $18.74 | A | 39,032 | D | |
| Class A Common StockF2 | Jul 28, 2017 | S | 18,150 | $41.7997 | D | 20,882 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1,F3 | $18.74 | Jul 28, 2017 | M | 18,150 | D | — | Mar 15, 2021 | Class A Common Stock | 18,150 | 0 | D |
Explanation of responses
- F1This amendment corrects the exercise price of the option granted on March 15, 2011, which was originally reported as $12.50. No other changes have been made to the original filing.
- F2This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.335 to $42.25. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.