SEC Form 4 · accession 0001179110-17-004774

RUSH ENTERPRISES INC \TX\ · RUSHA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO and President · Director · 10% Owner

Period of report

Mar 15, 2017

Accepted (ET)

Mar 17, 2017 · 11:29 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001012019

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class B Common Stock^F1,F2	Mar 15, 2017	A	55,000	$0.00	A	318,203	D
Class B Common Stock^F3,F2	Mar 15, 2017	F	5,034	$31.37	D	313,169	D
Class B Common Stock	holding	—	—		—	1,623,636	I	By 3MR Partners, L.P.
Class A Common Stock	holding	—	—		—	82,061	D
Class A Common Stock	holding	—	—		—	1,486	I	By 3MR Partners, L.P.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F4	$33.89	Mar 15, 2017	A	35,000	A	—	Mar 15, 2027	Class A Common Stock	35,000	35,000	D

F1Reflects the grant of restricted stock units (RSUs) that will entitle the reporting person to receive one share of the Company's Class B Common Stock for each RSU that vests. The RSUs vest in increments of 1/3 on each of the first, second, and third anniversary of the grant date, which is March 15, 2017.
F2Includes unvested restricted stock units.
F3Shares reported are shares not distributed to reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant that occurred on March 15, 2014.
F4Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.