SEC Form 4 · accession 0001179110-17-003065

RUSH ENTERPRISES INC \TX\ · RUSHA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Senior Vice President

Period of report

Feb 21, 2017

Accepted (ET)

Feb 23, 2017 · 5:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001012019

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Feb 21, 2017	M	12,100	$15.52	A	32,982	D
Class A Common Stock^F2	Feb 21, 2017	S	12,100	$35.4474	D	20,882	D
Class A Common Stock	Feb 21, 2017	M	18,150	$12.50	A	39,032	D
Class A Common Stock^F2	Feb 21, 2017	S	18,150	$35.4474	D	20,882	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F3	$15.52	Feb 21, 2017	M	12,100	D	—	Mar 15, 2018	Class A Common Stock	12,100	0	D
Option (right to buy)^F3	$12.50	Feb 21, 2017	M	18,150	D	—	Mar 15, 2020	Class A Common Stock	18,150	0	D

F1Includes 577 shares acquired on January 1, 2017, under the Rush Enterprises, Inc. Employee Stock Purchase Plan.
F2This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.35 to $35.62. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.