SEC Form 4 · accession 0001179110-16-029402
RUSH ENTERPRISES INC \TX\ · RUSHA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Thor
Officer — Senior Vice President
Period of report
Sep 6, 2016
Accepted (ET)
Sep 7, 2016 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012019
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 6, 2016 | M | 18,150 | $7.67 | A | 38,455 | D | |
| Class A Common Stock | Sep 6, 2016 | S | 18,150 | $24.00 | D | 20,305 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $7.67 | Sep 6, 2016 | M | 18,150 | D | — | Mar 13, 2019 | Class A Common Stock | 18,150 | 0 | D |
Explanation of responses
- F1Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.