SEC Form 4 · accession 0001179110-16-021873

RUSH ENTERPRISES INC \TX\ · RUSHA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Senior Vice President

Period of report

Mar 13, 2016

Accepted (ET)

Mar 17, 2016 · 7:59 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001012019

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class B Common Stock^F1,F2	Mar 15, 2016	A	10,400	$0.00	A	37,660	D
Class B Common Stock^F3,F4,F2	Mar 13, 2016	F	948	$17.72	D	36,712	D
Class A Common Stock^F5	holding	—	—		—	19,723	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F6	$17.65	Mar 15, 2016	A	13,000	A	—	Mar 15, 2026	Class A Common Stock	13,000	13,000	D

F1Reflects the grant of restricted stock units (RSUs) that will entitle the reporting person to receive one share of the Company's Class B Common Stock for each RSU that vests. The RSUs vest in increments of 1/3 on each of the first, second, and third anniversary of the grant date, which is March 15, 2016.
F2Includes unvested restricted stock units.
F3Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant that occurred on March 13, 2015.
F4The price reported was the closing share price on March 14, 2016.
F5Includes 476 shares acquired on July 1, 2015, under the Rush Enterprises, Inc. Employee Stock Purchase Plan ("ESPP") and 571 shares acquired on January 1, 2016, under the ESPP.
F6Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.