SEC Form 5 · accession 0001179110-16-019190
RUSH ENTERPRISES INC \TX\ · RUSHA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven L Keller
Officer — SVP, CFO & Treasurer
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 11:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012019
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jul 27, 2015 | W | 474 | $0.00 | A | 35,154 | D | |
| Class B Common StockF3 | holding | — | — | — | 28,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Keller inherited 474 shares of the Company's Class A Common Stock on July 27, 2015 from the estate of his mother.
- F2Includes 476 shares acquired on July 1, 2015, under the Rush Enterprises, Inc. Employee Stock Purchase Plan ("ESPP") and 570 shares acquired on January 1, 2016, under the ESPP.
- F3Includes unvested restricted stock units.