SEC Form 4 · accession 0001179110-15-004676
RUSH ENTERPRISES INC \TX\ · RUSHA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven L Keller
Officer — SVP, CFO & Treasurer
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 7:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001012019
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 6, 2015 | M | 3,750 | $10.507 | A | 33,634 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2,F3 | $10.507 | Mar 6, 2015 | M | 3,750 | D | — | Mar 15, 2015 | Class A Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1Includes unvested restricted stock units in addition to 442 shares acquired on July 1, 2014, under the Rush Enterprises, Inc. Employee Stock Purchase Plan ("ESPP") and 389 shares acquired on January 1, 2015, under the ESPP.
- F2This option was previously reported as covering 2,500 shares at an exercise price of $15.76 per share but was adjusted as a result of the 3-for-2 stock split of Rush Enterprises, Inc.'s Common Stock on October 10, 2007.
- F3Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.