SEC Form 5 · accession 0000101199-17-000016
UNITED FIRE GROUP INC · UFCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Casey D. Mahon
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 12:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2016 | G | 215 | $0.00 | D | 12,042 | D | |
| Common Stock | Nov 11, 2016 | G | 2,300 | $0.00 | D | 12,042 | D | |
| Common Stock | Dec 7, 2016 | G | 150 | $0.00 | D | 12,042 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | by individual retirement account for self |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $29.28 | holding | — | — | — | — | Nov 16, 2017 | Common Stock | 2,000 | 2,000 | D |
| Stock Option (right to buy)F1 | $33.78 | holding | — | — | — | — | May 21, 2018 | Common Stock | 3,000 | 3,000 | D |
| Stock Option (right to buy)F1 | $22.46 | holding | — | — | — | — | May 19, 2020 | Common Stock | 2,727 | 2,727 | D |
| Stock Option (right to buy)F1 | $20.40 | holding | — | — | — | — | Feb 18, 2021 | Common Stock | 2,727 | 2,727 | D |
| Stock Option (right to buy)F2 | $21.095 | holding | — | — | — | — | May 16, 2022 | Common Stock | 2,145 | 2,145 | D |
| Stock Option (right to buy)F3 | $28.925 | holding | — | — | — | — | May 15, 2023 | Common Stock | 1,755 | 1,755 | D |
Explanation of responses
- F1All options currently exercisable.
- F21716 options currently exercisable. Remaining options become vested and exercisable on 5/16/2017.
- F31053 options currently exercisable. Remaining options become vested and exercisable in equal installments on 5/15/2017 and 5/15/2018, respectively.