SEC Form 5 · accession 0000101199-17-000014
UNITED FIRE GROUP INC · UFCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott L Carlton
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 11:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 11, 2016 | G | 6,574 | $0.00 | A | 79,754 | D | |
| Common Stock | Feb 26, 2016 | G | 854 | $0.00 | D | 79,754 | D | |
| Common Stock | Nov 30, 2016 | G | 654 | $0.00 | D | 79,754 | D | |
| Common Stock | Feb 11, 2016 | G | 350 | $0.00 | A | 13,540 | I | By Child 1 |
| Common Stock | Feb 11, 2016 | G | 350 | $0.00 | A | 11,540 | I | By Child 2 |
| Common Stock | Feb 11, 2016 | G | 350 | $0.00 | A | 7,740 | I | By Child 3 |
| Common Stock | Feb 11, 2016 | G | 350 | $0.00 | A | 4,840 | I | By Child 4 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $28.925 | holding | — | — | — | — | May 15, 2023 | Common Stock | 702 | 702 | D |
| Stock Option (right to buy)F2 | $21.095 | holding | — | — | — | — | May 16, 2022 | Common Stock | 429 | 429 | D |
Explanation of responses
- F1No options currently exercisable. Remaining options become vested and exercisable in equal installments on 5/15/2017 and 5/15/2018, respectively.
- F2No options currently exercisable. Remaining options become vested and exercisable on 5/16/2017.