SEC Form 5 · accession 0000101199-16-000443
UNITED FIRE GROUP INC · UFCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin W. Helbing
Officer — Interim PFO/Asst VP/Controller
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | holding | — | — | — | 94 | I | By 401(k) Plan for Self |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $20.54 | holding | — | — | — | Feb 18, 2016 | Feb 18, 2021 | Common Stock | 500 | 500 | D |
| Stock Option (right to buy)F2 | $20.93 | holding | — | — | — | — | Feb 24, 2022 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (right to buy)F3 | $23.96 | holding | — | — | — | — | Feb 15, 2023 | Common Stock | 1,500 | 1,500 | D |
| Stock Option (right to buy)F4 | $29.12 | holding | — | — | — | — | Feb 20, 2025 | Common Stock | 2,500 | 2,500 | D |
| Stock Option (right to buy)F5 | $29.61 | holding | — | — | — | — | Feb 21, 2024 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1The number of securities shown as being held in or acquired by the Issuer's 401(k) account for the Reporting Person's benefit are the approximate number of shares of Issuer common stock(excluding fractionals) for which the Reporting Person has the right to direct the vote under the Issuer's 401(k) Plan. Such shares are not directly allocated to 401(k) Plan participants, but are instead held in a unitized fund consisting primarily of Issuer common stock, together with a small percentage of short-term investments. 401(k) Plan participants acquire units of this fund.
- F2Remaining options exercisable in equal installments on 2/24/2016 and 2/24/2017.
- F3Remaining options exercisable in equal installments on 2/15/2016, 2/15/2017 and 2/15/2018.
- F4Options become vested and exercisable in equal installments on 2/21/2016, 2/21/2017, 2/21/2018, 2/21/2019 and 2/21/2020, respectively.
- F5Options exercisable in equal installments on 2/21/2016, 2/21/2017, 2/21/2018 and 2/21/2019.