SEC Form 4 · accession 0001388038-19-000030
KNOLL INC · KNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew B Cogan
Officer — Chairman and CEO · Director
Period of report
Feb 17, 2019
Accepted (ET)
Feb 19, 2019 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2019 | G | 3,640 | $0.00 | D | 569,191 | D | |
| Common Stock | Feb 14, 2019 | G | 2,400 | $0.00 | D | 566,791 | D | |
| Common Stock | Feb 14, 2019 | G | 485 | $0.00 | D | 566,306 | D | |
| Common StockF1 | Feb 17, 2019 | M | 27,500 | $0.00 | A | 593,806 | D | |
| Common StockF2 | Feb 17, 2019 | F | 47,788 | $21.36 | D | 546,018 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 17, 2019 | M | 27,500 | D | — | — | Common Stock | 27,500 | 0 | D |
Explanation of responses
- F1These shares represent a portion of the stock units granted on February 17, 2016, that vested based on the issuer's satisfaction of certain performance criteria. The remaining portion of these stock units were forfeited as certain performance metrics were not achieved.
- F2These shares were withheld by the issuer to cover taxes associated with the vesting of certain restricted shares and units.