SEC Form 4 · accession 0001388038-18-000015

KNOLL INC · KNL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Specialty Businesses · Director

Period of report

Feb 9, 2018

Accepted (ET)

Feb 13, 2018 · 5:05 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001011570

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 9, 2018	M	2,500	$0.00	A	58,034	D
Common Stock^F2	Feb 9, 2018	F	4,441	$20.66	D	53,593	D
Common Stock^F3	Feb 13, 2018	A	7,500	$0.00	A	61,093	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	$0.00	Feb 9, 2018	M	2,500	D	—	—	Common Stock	2,500	0	D
Restricted Stock Units^F4,F5,F6	$0.00	Feb 13, 2018	A	7,500	A	—	—	Common Stock	7,500	7,500	D

F1These shares represent a portion of the stock units granted on February 9, 2015, that vested based on the issuer's satisfaction of certain performance critera. The remaining portion of these stock units were forfeited as certain performance metrics were not achieved.
F2These shares were withheld by the issuer to cover taxes associated with the vesting of certain restricted shares and stock units.
F3These restricted shares will cliff vest on the third anniversary of the date of grant, based on continued service.
F4Each restricted stock unit represents a contingent right to receive, at settlement, one share of the issuer's common stock.
F5Represents the target amount of restricted stock units granted to reporting person on the transaction date. Zero to one hundred twenty-five percent of the target amount can vest, subject to the issuer's satisfaction of certain performance criteria.
F6These restricted stock units vest after a three-year performance period, subject to the issuer's satisfaction of certain performance criteria.