SEC Form 4 · accession 0001388038-17-000009
KNOLL INC · KNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Pollner
Officer — SVP, General Counsel & Sec.
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2017 | M | 7,500 | $0.00 | A | 40,000 | D | |
| Common Stock | Feb 10, 2017 | F | 7,286 | $26.25 | D | 32,714 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 10, 2017 | M | 7,500 | D | — | — | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represented a contingent right to receive one share of issuer's common stock.
- F2These shares were withheld by the issuer to cover taxes associated with the vesting of certain restricted shares and units.
- F3These restricted stock units represented units that vested on the third anniversary of the date of grant (2/10/14), based on the issuer's satisfaction of certain performance criteria.