SEC Form 4 · accession 0001388038-16-000165
KNOLL INC · KNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sidney Lapidus
Director
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 9, 2016 | J | 41,632 | $22.5155 | A | 76,557 | I | By The Sidney Lapidus Revocable Trust |
| Common StockF3,F2 | Nov 9, 2016 | J | 41,632 | $22.5155 | D | 0 | I | By GRAT (2014) |
| Common Stock | holding | — | — | — | 25,000 | I | By Lapidus Group LLC | |
| Common Stock | holding | — | — | — | 60,000 | I | By GRAT (2015) | |
| Common Stock | holding | — | — | — | 27,107 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares indirectly owned through The Sidney Lapidus 2014 Grantor Retained Annuity Trust #1 (the "2014 GRAT") that became indirectly owned by The Sidney Lapidus Revocable Trust through a substitution of assets in the 2014 GRAT.
- F2Represents the average of the high and the low price of the Company's common stock on November 9, 2016.
- F3Represents shares which were withdrawn through a substitution of assets in the 2014 GRAT and became indirectly owned by The Sidney Lapidus Revocable Trust.