SEC Form 4 · accession 0001388038-15-000052
KNOLL INC · KNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Pollner
Officer — S.V.P.,General Counsel & Sec.
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2015 | M | 3,404 | $18.01 | A | 50,652 | D | |
| Common StockF1 | May 1, 2015 | S | 3,404 | $23.2096 | D | 47,248 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $18.01 | May 1, 2015 | M | 3,404 | D | — | Dec 6, 2015 | Common Stock | 3,404 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.20 to $23.22, inclusive. The reporting person undertakes to provide to Knoll, Inc., any security holder of Knoll, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2These stock options are a portion of the stock options that vested in four annual installments beginning on the first anniversary of December 6, 2005.